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Our Securities News

Below are some of our news stories regarding Business & Securities Litigation. To learn more about securities litigation, click Securities.

 

Healthcare Trust Inc. is a publicly registered non-traded REIT (real estate investment trust) that was sponsored by AR Global. Healthcare Trust Inc. was originally known as American Realty Capital…

J.D. Phillips, whose full name is John Dalton Phillips, Jr., previously registered broker with MetLife Securities, Inc., is the subject of multiple customer disputes, according to…

Recently, professional athletes and various high-profile celebrities have joined in on the boom of SPACs (Special Purpose Acquisition Companies), causing the U.S. Securities Exchange Commission to…

FINRA registered broker Masood Husain Azad (also known as Mike H. Azad) has been barred by the regulatory authority following allegations from clients dating back to 2017. First Allied Securities…

Mark Joseph Sachse is a previously registered broker and investment adviser who has been barred by FINRA following allegations of violating company policies and recommending unsuitable investments…

According to FINRA’s BrokerCheck, James Henry Dresselaers has had his FINRA registration revoked as of December 2019 following failure to pay fines and/or costs. The former broker had 34 years of…

Levin Papantonio Rafferty may be able to help you recover your losses in the Hospitality Investors Trust. Hospitality Investors Trust (HIT) is a publicly registered non-traded real estate…

Two investors have filed complaints against previously registered broker Tamber King Proctor, according to Financial Industry Regulatory Authority’s (FINRA)…

A BrokerCheck report on previously registered broker and investment adviser Joia Evans reveals that…

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