Jonathan Walter Way is a previously registered broker who has since been barred from acting as a broker or associating with a broker-dealer firm. Throughout his thirty-eight years of experience, Mr. Way has received six customer complaints against him for various sales practice allegations. For example, In December 2022, a customer alleged excessive, unauthorized, and unsuitable trading. The claimant is seeking $1,000,000 in damages.

In June of 2023, the Financial Industry Regulatory Authority (FINRA) initiated a regulatory action regarding an investigation related to Mr. Way. Without admitting or denying the findings, Mr. Way consented to the sanctions and to the entry of findings that he refused to provide documents and information FINRA requested in connection with an investigation. Mr. Way responded to RINRA’s initial request but refused to produce the information and documents requested. The action resulted in an Acceptance, Waiver, and Consent, and Mr. Way was allowed to resign while under internal review for potential sales practice violations. Furthermore, FINRA permanently barred Mr. Way from the securities industry.

If you have suffered losses while a customer investor of Jonathan Way and would like to speak to a securities attorney about the potential to recover your investment losses, please call Levin Papantonio Rafferty (800) 277-1193 for a free consultation or submit your case summary on this page.

Why Choose Our Law Firm

• We have recovered over $500 million in securities and investment fraud cases
• We have represented over 4,000 individual investment fraud victims
• We have represented over 1,500 state, municipal, and institutional entities
• Our attorneys include the former President and a current Director of the National Securities Bar (PIABA)
• We have successfully recovered full awards in arbitration for numerous clients, including awards of well-managed damages, attorney’s fees, and costs.
• We have been appointed and served in leadership roles in more than seventy Multi-District Litigations (MDLs) around the country, including the In re National Prescription Opiate Litigation MDL, which has been called “the largest and most complex case in the history of jurisprudence” by the Washington Post.
• We work on a contingency fee basis, meaning we charge no upfront costs and no fees unless we first make a recovery for you.

Our Fees & Costs

Our lawyers provide free confidential case evaluations, and we never charge any fees or costs unless you first recover.

The contingency fee we charge ranges from 20% to 40%. The amount we charge is based on how much we recover for you. To review a summary of our fees and costs, click Fees & Costs.

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To contact us for a free confidential consult, you can call us at (800) 277-1193. You also can request a free private and confidential evaluation by clicking Free & Confidential Consult. Your inquiry will be immediately reviewed by one of our attorneys who handles securities litigation.