Newsroom category: Financial Advisors

If Mario Joseph Payne was your financial advisor while he was registered with Raymond James Financial Services, Inc., it may be important to review your investment portfolio. Levin Papantonio is investigating potential claims on behalf of investors who suffered losses after being placed in complex, high-risk investment products, including structured products and leveraged exchange-traded funds […]

Creative Planning LLC is one of the largest independent investment advisory and wealth management firms in the United States. Overseeing tens of billions in assets across the country, the company serves a diverse client base, from individuals to institutions. Nevertheless, both Creative Planning and certain advisors have encountered investor disputes, regulatory disclosures, and legal actions […]

The Financial Industry Regulatory Authority (FINRA) has permanently barred Harry Harper Warnick (CRD# 6916323) from associating with any FINRA member firm in any capacity. The action follows allegations that Warnick failed to cooperate with a FINRA investigation into possible undisclosed business and securities activities while registered with Spartan Capital Securities, LLC in New York, NY. […]