Sean P. Righter of Morgan Stanley Faces Multiple Customer Disputes September 7, 2025 Sean P. Righter (CRD# 5419832) is a former financial advisor who was registered with Morgan Stanley from June 2009 through February 2025. According to records maintained by the Financial Industry Regulatory Authority (FINRA) BrokerCheck, Righter has a concerning history that includes five customer disputes, three of which have been resolved through substantial settlements and two of […] Read More
Chelsea Deng and Merrill Lynch Arbitration: Clients Awarded $2.7M August 6, 2025 Investors who worked with Chelsea Deng (CRD #4179306) while she was at Merrill Lynch may be entitled to recover losses. According to her FINRA BrokerCheck report, Deng was the subject of a customer arbitration that resulted in a completed award on July 7, 2025. The arbitration panel found that Deng’s firm, Merrill Lynch, must pay $2,727,527.31 in compensatory damages, […] Read More
Christopher R. Weeks — Pending $800K Arbitration for Fiduciary Breach August 1, 2025 Christopher Robert Weeks (CRD #5463406), formerly registered as a broker and currently an investment adviser at Creative Planning, is facing a pending Financial Industry Regulatory Authority (FINRA) arbitration filed on February 14, 2024. The claimant alleges breach of fiduciary duty, negligence, and violations of the Kansas Securities Act in connection with options trading from June 2018 through June 2023. The […] Read More
Levin Law
Levin Law