NASCAR Champion Kyle Bush and Wife Allege $8.5M Loss in Life Insurance “Retirement” Trap November 13, 2025 In a case that has drawn wide attention in both the sports and financial sectors, Kyle Busch and his wife, Samantha Busch, have filed a lawsuit claiming they lost more than $8 million after purchasing what they believed were safe retirement vehicles through complex life-insurance contracts. InvestmentNews reported the couple now say those policies were […] Read More
Harry Warnick, Former Spartan Capital Securities Investment Advisor, Barred by FINRA October 20, 2025 The Financial Industry Regulatory Authority (FINRA) has permanently barred Harry Harper Warnick (CRD# 6916323) from associating with any FINRA member firm in any capacity. The action follows allegations that Warnick failed to cooperate with a FINRA investigation into possible undisclosed business and securities activities while registered with Spartan Capital Securities, LLC in New York, NY. […] Read More
Linda Lucille Sokol Francis Barred by FINRA Following Discretion Violations and Customer Disputes September 23, 2025 Linda Lucille Sokol Francis (CRD# 811073), a former investment adviser and broker based in Brookfield, Illinois, has been permanently barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This enforcement action followed her refusal to cooperate with a FINRA investigation into her use of discretion in customer accounts without written authorization. The […] Read More
Levin Law
Levin Law