Christopher R. Weeks — Pending $800K Arbitration for Fiduciary Breach August 1, 2025 Christopher Robert Weeks (CRD #5463406), formerly registered as a broker and currently an investment adviser at Creative Planning, is facing a pending Financial Industry Regulatory Authority (FINRA) arbitration filed on February 14, 2024. The claimant alleges breach of fiduciary duty, negligence, and violations of the Kansas Securities Act in connection with options trading from June 2018 through June 2023. The […] Read More
Isaiah Williams, Former Investment Advisor, Arrested After Allegedly Defrauding NFL Star of $2.6M July 31, 2025 Former Miami Dolphins star Reshad Jones has reportedly lost about $2.6 million in an alleged fraud by his one-time financial advisor. The former advisor, Isaiah T. Williams Jr. (CRD#: 6211219), is accused of siphoning millions from Jones’ accounts under the guise of managing his finances. Williams has since been barred from the securities industry by regulators. […] Read More
Chuck A. Roberts Disbarred from Securities Industry After Mounting Customer Complaints July 25, 2025 Former Stifel, Nicolaus & Company investment advisor Chuck A. Roberts (CRD#: 2064602) has been officially barred from the securities industry, following a string of customer complaints and regulatory scrutiny over his sales practices—particularly regarding structured notes. Regulatory and Bar Status Roberts entered into a Letter of Acceptance, Waiver, and Consent with FINRA in July 2025. He initially […] Read More
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Levin Law