FINRA Suspends Formerly Registered Broker and Investment Advisor Austin Dutton, Who Targeted Police, Firefighters November 6, 2023 BrokerCheck reports that the Financial Industry Regulatory Authority (FINRA) has indefinitely suspended previously registered broker and investment advisor Austin Richard Dutton Jr. (CRD# 2739167) “for failure to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.” As reported in a 2017 Philly.com article, […] Read More
Former Wedbush Securities Broker Jonathan Way Barred from Industry September 21, 2023 Jonathan Walter Way is a previously registered broker who has since been barred from acting as a broker or associating with a broker-dealer firm. Throughout his thirty-eight years of experience, Mr. Way has received six customer complaints against him for various sales practice allegations. For example, In December 2022, a customer alleged excessive, unauthorized, and […] Read More
Peakstone Realty Trust, Formerly Griffin Realty Trust Losses September 21, 2023 Are you an investor who has experienced significant losses with investments in Griffin Realty Trust? Levin Papantonio Rafferty’s expert legal team is ready to help you recoup your losses from the brokerage firms that sold you this investment. Griffin Realty Trust, an internally managed, publicly registered non-traded real estate investment trust (non-traded REIT), primarily comprises single tenant […] Read More
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