Adverse Investment Disclosure Events Involving Broker Frank Avallone July 28, 2023 Frank Avallone is currently registered as a broker with Ceros Financial Services, Inc. Mr. Avallone has four customer complaints reported on his FINRA BrokerCheck report. Mr. Avallone was formerly a registered broker and Financial Advisor at National Securities Corp. He has eleven years of experience in the securities industry and worked at Newbridge Securities Corp […] Read More
Investment Advisor Brandon Wesley Hanna Allegations of Broker Misconduct July 14, 2023 Brandon Wesley Hanna is an Investment Advisor registered with Creative Planning in Overland Park, Kansas. Mr. Hannah has been with the firm for six years and, in that time, found himself the subject of two customer complaints. In March 2020, a customer alleged Breach of Fiduciary Duty, Constructive Fraud, Misrepresentation and Omission, and Negligence. The […] Read More
Did you have any financial losses with former Triad advisor Guy Anthony Harrigan? July 14, 2023 Guy Anthony Harrigan is a former financial advisor for Triad Advisors, Inc, and is currently employed by Lion Street Financial. Harrigan has over 34 years of experience with over 13 different firms. Within the past couple of years, Harrigan has been the subject of multiple customer disputes, with two pending matters now. In September of […] Read More
Levin Law