Newsroom category: Securities News

Gregory Whelan Broker Clients May Be at Financial Risk

June 10, 2025

Investors who once relied on Merrill Lnch broker Greg Whelan (CRD#: 5247677) as their financial advisor may have reason for concern. Recent developments surrounding Whelan’s tenure at Merrill Lynch—including allegations of “selling away,” fraudulent investment schemes, and serious investor complaints—suggest that clients who entrusted him with their financial security could be at risk. Who Is Greg […]

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Legal Thriller Author Mike Papantonio’s Latest Novel “Suspicious Activity” Uncovers the World of Bank-Funded Terrorism

March 28, 2024

Levin Papantonio Rafferty Attorney Mike Papantonio announces the release of his new book, Suspicious Activity. The work is an epic drama of intrigue, suspense, thrills, and legal combat—torn straight from today’s headlines about bank-funded terrorism. Papantonio tapped the expertise of LPR Attorney Chris Paulos, who heads up the Counter-Terrorism unit at the law firm, as a […]

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Autocallable Notes Can be High-Risk Investments

February 23, 2024

Do you have questions about these complex products? We’re here to help…. These structured notes are not suitable for conservative or retiree investors who seek safe yield. The notes are complex and can lead to steep losses on investors when markets are unpredictable. What are they? Structured products are complex securities derived from or based […]

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