Adverse Investment Disclosure Events Involving Broker Frank Avallone July 28, 2023 Frank Avallone is currently registered as a broker with Ceros Financial Services, Inc. Mr. Avallone has four customer complaints reported on his FINRA BrokerCheck report. Mr. Avallone was formerly a registered broker and Financial Advisor at National Securities Corp. He has eleven years of experience in the securities industry and worked at Newbridge Securities Corp […] Read More
Brandon Wesley Hanna No Longer Registered with Creative Planning Amid Ongoing Broker Misconduct Allegations July 14, 2023 Updated: Brandon Wesley Hanna, formerly a registered Investment Advisor with Creative Planning in Overland Park, Kansas, is no longer listed with the firm as of July 2024. His departure comes amid serious and ongoing allegations of broker misconduct. Hanna (CRD#: 6758707) had been with Creative Planning for over six years when he became the subject of […] Read More