Linda Lucille Sokol Francis Barred by FINRA Following Discretion Violations and Customer Disputes September 23, 2025 …the claimant $4,000. The customer had initially accepted a rescission offer—whereby the issuer repurchases an investor’s securities and refunds the purchase price plus interest—of $20,893.50 before the arbitration award …. Read More
GWG Holdings Inc L Bond Unsuitable Investment March 26, 2024 …sold GWG L bonds include: Center Street Securities, Aegis Capital, LLC, NI Advisors, Western International Securities, Inc. Allied Beacon Partners Moloney Securities Strategic Financial Partners Arete Wealth Management Newbridge Securities… Read More
Web Resources February 20, 2024 …Inc. Chicago Stock Exchange, Inc. Delaware Corporation Code – Subchapter IV. Directors and Officers Dun & Bradstreet Corp. Hoover’s Online International Organization of Securities Commissions NASDQ National Association of Securities… Read More
Levin Law
Levin Law